Jump to ContentJump to Main Navigation
Investor Protection in EuropeCorporate Law Making, The MiFID and Beyond$
Users without a subscription are not able to see the full content.

Guido Ferrarini and Eddy Wymeersch

Print publication date: 2006

Print ISBN-13: 9780199202911

Published to Oxford Scholarship Online: January 2009

DOI: 10.1093/acprof:oso/9780199202911.001.0001

Show Summary Details
Page of

PRINTED FROM OXFORD SCHOLARSHIP ONLINE (oxford.universitypressscholarship.com). (c) Copyright Oxford University Press, 2021. All Rights Reserved. An individual user may print out a PDF of a single chapter of a monograph in OSO for personal use. date: 01 December 2021

Effective Policy Design for the Retail Investment Services Market: Challenges and Choices Post FSAP

Effective Policy Design for the Retail Investment Services Market: Challenges and Choices Post FSAP

Chapter:
(p.381) 14 Effective Policy Design for the Retail Investment Services Market: Challenges and Choices Post FSAP
Source:
Investor Protection in Europe
Author(s):

Niamh Moloney

Publisher:
Oxford University Press
DOI:10.1093/acprof:oso/9780199202911.003.0014

This chapter considers the choices and risks faced by the EU in designing policy for the retail investment services market in the wake of the large-scale regulatory reforms introduced by the FSAP. It argues that a multi-stranded, evidence-based strategy, which incorporates nuanced, non-regulatory policy design initiatives, is essential for the achievement of the EU's objective of promoting an effective retail investment services market through the support of rational and informed investor choice.

Keywords:   MiFID, UCITS Directive, investor protection, conduct of business rules, costs of regulation, Lamfalussy process, enforcement, policy measures

Oxford Scholarship Online requires a subscription or purchase to access the full text of books within the service. Public users can however freely search the site and view the abstracts and keywords for each book and chapter.

Please, subscribe or login to access full text content.

If you think you should have access to this title, please contact your librarian.

To troubleshoot, please check our FAQs , and if you can't find the answer there, please contact us .